-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQiU5RzuQ86WDv7zL2iUup6GI1NcQ0aM+pNhuORqgEFuZx6Eyt9jaxd1UZw4Ec1g XoZ5U8NAMK22HwrVii3OSw== 0001067621-06-000031.txt : 20061205 0001067621-06-000031.hdr.sgml : 20061205 20061204174848 ACCESSION NUMBER: 0001067621-06-000031 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061205 DATE AS OF CHANGE: 20061204 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: PHILLIP GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ready Mix, Inc. CENTRAL INDEX KEY: 0001317405 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 860830443 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-81535 FILM NUMBER: 061255449 BUSINESS ADDRESS: STREET 1: 3430 E. FLAMINGO STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89121 BUSINESS PHONE: 702-433-2090 MAIL ADDRESS: STREET 1: 3430 E. FLAMINGO STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 9147475262 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SC 13D 1 scthird.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 11/22/06 1. NAME OF REPORTING PERSON Bulldog Investors, Phillip Goldstein and Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 329,900 8. SHARED VOTING POWER NA 9. SOLE DISPOSITIVE POWER 329,900 _________________________________________________________ 10. SHARED DISPOSITIVE POWER NA 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 329,900 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] 13. PERCENT OF CLASS REPRESENTED BY ROW 11 8.66% 14. TYPE OF REPORTING PERSON IA ___________________________________________________________ _____ Item 1. SECURITY AND ISSUER This Schedule 13D relates to the shares of Common Stock of Ready Mix Inc. ("RMX" or the "Issuer").The principal executive offices of RMX are located at 3430 E Flamingo, Suite 100, Las Vegas, NV 89121. Item 2. IDENTITY AND BACKGROUND This statement is filed on behalf of Bulldog Investors, Phillip Goldstein, 60 Heritage Drive, Pleasantville, NY 10570 a Principal of Bulldog Investors and Andrew Dakos, 43 Waterford Drive, Montville, NJ 07045, also a principal of Bulldog Investors. Mr.Goldstein and Mr. Dakos are self-employed investment advisors. During the past 5 years none of the above has been convicted in a criminal proceeding, nor been party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which they were or are subject to a judgment,decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Each of the above are United States citizens. ITEM 3. SOURCE AND AMOUNT OF FUNDS AND OTHER CONSIDERATIONS Shares of the Issuer have been accumulated on behalf of Managed accounts. All funds that have been utilized to purchase Such shares are from such accounts or from margin loans from Broker dealers where these accounts are held. ITEM 4. PURPOSE OF TRANSACTION The filing persons have acquired the shares of RMX for investment purposes. The filing persons may communicate with management ways to enhance shareholder value. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER As per the 8K filed on 11/14/06 there were 3,807,500 shares of RMX outstanding as of 9/30/06. The Percentage set forth in item 5 was derived using such number. Bulldog Investors, Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 329,900 shares of RMX or 8.66% of the outstanding shares. Power to dispose of and vote securities resides either with Mr. Goldstein, Mr. Dakos or with clients. c) During the past 60 days the following shares of RMX were purchased (there were no sales): 10/4/2006 4,000 10.55 10/9/2006 2,000 10.395 10/11/2006 2,800 10.5 10/18/2006 4,500 10.45 10/23/2006 1,300 10.1269 10/25/2006 300 10.39 10/26/2006 7,875 10.6 10/26/2006 2,625 10.6 10/26/2006 2,625 10.6 10/26/2006 2,625 10.6 10/26/2006 15,750 10.6 11/14/2006 12,700 10.2813 11/15/2006 20,000 10.3 11/16/2006 32,900 10.297 11/17/2006 5,000 10.3 11/20/2006 27,700 10.3 11/21/2006 25,600 10.3 11/22/2006 44,300 10.3052 11/24/2006 50,700 10.3 11/27/2006 31,100 10.3 11/28/2006 4,000 10.3 11/30/2006 2,700 10.3348 11/30/2006 2,300 10.3348 12/1/2006 500 10.45 12/1/2006 500 10.65 12/1/2006 200 10.6499 12/1/2006 4,900 10.55 12/1/2006 100 10.55 12/1/2006 2,000 10.4999 12/1/2006 1,700 10.55 12/1/2006 1,500 10.55 12/1/2006 1,400 10.5 12/1/2006 600 10.5 12/1/2006 1,000 10.4999 12/1/2006 100 10.55 12/1/2006 1,400 10.55 12/1/2006 500 10.55 12/1/2006 1,500 10.55 12/1/2006 500 10.55 d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds. e) NA ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1. Joint Filing Agreement After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 12/04/06 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /s/ Andrew Dakos Name: Andrew Dakos Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1 (k) (1) under the Securities Exchange Act of 1934, as amended, the persons named below Agree to the joint filing on behalf of each of them of the Schedule 13D (and all further amendments filed by them) with respect To the shares of RMX. Dated: 12/04/06 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /s/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----